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In The Name Of ‘Arthur’

Concept for ebook cover

Concept for ebook cover

Firstly, apologies for any subscriber who received that last rouge post. I was trying out a new piece of software and it published the image without me realising I wasn’t going to be asked if I was sure I wanted it published!

Secondly, apologies for the massive gaps between these blogs, but this has been due to work, ill health and working on the eBook whilst recovering from an operation. That has been the one positive side to all this and it is a lot further on.

However, as you can see from the image, the title of the book has changed. Not only the title, but the whole theme of it. Rather than just dealing with whether there was a historical Arthur of the 5th and 6th centuries I decided to expand it to include, not only the various candidates for the derivation of the name and the myths, but all the known ‘Arthurs’ from 8th century BC Greece to a Duke of Brittany in the Late-12th century. In fact, the eBook, or, rather, eTome, now goes from 800BC to AD1200. It not only covers all the known ‘Arthurs’ but the history of Britannia at the time they are said to have existed, whether that be in physical or story form. This has, of course, expanded it somewhat and also created a great deal more work for myself, but it has been worth it as the whole point of this exercise was as a detailed research document to help with a screen- or radio play. It has worked, and I am also (finally) currently developing the latter.

Below is part of the Introduction:

When it comes to Arthurian scholarship there are two main schools of thought with regards to the Arthur who allegedly fought as the Siege of Mount Badon in the Late-5th or Early 6th centuries (an Arthur that will become known in this work as ‘Arthur’ III): the first school argues that he was a mythological figure (an Arthur who will become known to us as ‘Arthur’ X) from the early Welsh tradition who was historicised (an ‘Arthur’ X who was made into an ‘Arthur’ III) . The second school says that he was a historical figure who was later mythologised (an ‘Arthur’ III who became an ‘Arthur’ X). Both arguments have sub-groups within them. The historicised mythical school gives the original, if not of the myth then the name, as a Greek and Roman demi-god (Arktouros/Arcturus – who I will call ‘Arthur’ I); or a Roman general (Lucius Artorius Castus – ‘Arthur’ II), or some unknown British deity or folk hero. The mythologised historical Arthur school are divided between when an ‘Arthur’ III lived? where he lived? this not being his name but an epithet for another name, such as Ambrosius Aurelianus; Arthur was his name but he was known by an epithet, such as Riothamus; or him actually being a later Arthur, such as Artúr mac Áedán (‘Arthur’ IV) of what is now Argyle in the Western Isles of Scotland or Arthur map Pedr (‘Arthur’ VII) from what is now Dyfed in southwest Wales; and they are also broken up into the various arguments given as to how this Arthur was mythologised. We can add to this lot a third school, who see Arthur as mainly a literary figure. This is the strange world you have just entered in to!

Those who follow the Arthurian question either fall in to one school or the other. You will be very hard pressed to find someone who thinks he could have been both – that is a completely separate ‘Arthur’ III and an ‘Arthur’ X, related only in name - but this is what this present work will also explore: could there have been a mythical character and historical figure, who fought at Badon, whose commonality was only their name? However, it is about far more than that. It is about the history of the isles of Britannia during the periods covered but especially from the 4th century to the 12th century AD. (In brief form of course!). To understand an ‘Arthur’ III, if he existed, we must understand the Britain in which he is said to have lived and the Britain in which his fame developed and would fashion him into a medieval king in shining armour.

So, besides covering the usual questions around if there was a historical figure of the Late-5th to Early-6th centuries, this work covers all the aspects of the Arthurian mythologies from 800BC up to AD1200 as well, including one of the candidates for not only his name, but, in at least one scholars eyes [1], the inspiration for some of earliest Welsh stories: Zeus’ bastard offspring-come-star and constellation, Arktouros/Arcturus. The constellation is now known as Boötes, ‘The Ploughman‘, but the star Arcturus (the Latin version of the name) is still called such, forming his knee and being the fourth brightest in the Northern Hemisphere. Not only may this have been the origin of the name (one of several others possibilities) but in medieval times one of the constellations associated with him, The Plough (Ursa Major), had the name Arthur’s Wain (Arthur’s Wagon). So this is why we start our story in  ancient Greece. But this is only one small aspect of the mythological Arthur and we will look at the early Welsh tradition that showed an Arthur not only different from his later Anglo-Norman guise but from the one in the Welsh, 9th century ‘Historia Brittonum’ (‘History of the Britons’). Not a Saxon fighter but a killer of giants, witches and magical boars.

We will, of course, explore all of Arcturus’ Earthly counterparts. That is in the plural because, as you now know, there were several historical figures named Arthur, or variants thereof, such as the Gaelic equivalents of Artúr/Artur/Artuir, some of whom with this name have been argued to be the ‘original’. It is an odd fact that it was Gaelic speaking or cultural influenced areas of Britain that used the name (as well as Ireland) when no royal British or later Welshmen would give their sons this name. Even the British descended Bretons would christen their sons Arthur. Why not the Britons?

We will also look to the earth and examine the archaeology of the periods covered; a science from which we have gained a great deal of our information about the so called ‘Dark Ages'; better known to archaeologist as Sub- or Post-Roman and Early Medieval Britain. Archaeology’s view of Early Medieval Britannia seems to be a little different to that portrayed by the (very limited) texts we have. Which are right? Is our interpretation wrong?

Every text examined is in the chronological order in which it is thought to have appeared and not in the order of the events and the peoples’ lives it describes. This is important because we need to be aware of how long after the events a work was written, how this affected what was reported and how these authors influenced future works? I will, now and again come out of this chronology where it’s necessary, especially in the case of forwarding modern scholarly and archaeological discoveries and opinions.

The ebook is designed so those with more knowledge of either ancient British history or Arthuriana can jump to any relevant sections by clicking on them in the Contents. Those about or related to an Arthur are in purple, whilst those about Britannia or its archaeology are in black. I have also given the most relevant Arthurian related sections an asterix  (*) listing next to them, with *** being the most relevant or of interest, in my opinion. So, to break the four parts down:

… and I will break the four parts down in another post.

Thanks for reading and any comments,

Mak

[1]: Professor Graham Anderson, ‘King Arthur of Antiquity’ (2004)

 

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“dux erat bellorum”


MAJOR UPDATE: 31.5.12

This was originally from a post – with some additions – I made on Arthurnet about why Nennius (or whoever) used the term “dux”. The update, below, is taken from the up-coming ebook.

Dux erat bellorum/Dux belli

The discussion about what ‘Nennius’ (or whoever the compiler(s) and/or translators where) meant by “dux erat bellorum” (or ”dux belli” in the Vatican recension) in the Arthurian section of the H.B. has gone on for decades. Some have used it as an argument to say he was given the old Roman command of dux Britanniarum (‘Duke of  the Britains’) in command of the northern troops, but others point out that if he’d been given the title then why didn’t the H.B. call him such?

In actuality, there may have only been two position he could have been in to be a battle leader or commander-in-chief and they are some kind of general or an Over King. This I’ll look at later as it’s not what I want to explore here.

I think there are actually two question: 1) WHY was dux used, and  2)  WHAT words in Primitive or Old Welsh were they translated from … if they were?  An Arthur of Badon couldn’t have been the first or last to be called a ‘leader/lord of battle’. Perhaps it’s just a case of finding it. To try and answer this, I wanted to look at a nearer contemporary source (at least in John Koch’s view) and see if it could help: the British collection of poems, ‘Y Gododdin’.

The why?

First why was dux used? Was it simply because in Latin it meant ‘leader’ or ‘lord’? Very possibly. But, as mentioned before, Higham argues that a mythical Arthur was used as a Biblical ‘Joshua-figure’ in answer to St. Patrick’s ‘Moses-figure’ in the H.B., and that he was given this title because Joshua was called a dux belli.[1] It is a valid point and I would have agreed with Higham’s conclusions once upon a time, but even if Arthur was used in this way in the H.B., and given this title after Joshua, it does not mean that he was invented to be this, but was, rather, perfect for the Biblical comparison, just as St. Patrick was for his. Had someone else been used we might all be writing about them.

We should also keep in mind that, if the H.B. was in reply to Bede’s earlier work, the English called the Gaul, St. Germanus a ‘dux belli’ and the title could have been used because of this.

But there is the point that the Harleian H.B. says “dux erat bellorum”. If it had wanted to make him Joshua, why not just call him, as the Vatican recension does, “dux belli”. Did the Vatican editor make him Joshua, or did he just clarify the comparison? However, it cannot be ruled out that a possible historic Arthur wasn’t called a “dux bellorum” in any poetry and Nennius used this term because of the Biblical, or St Germanus, comparison he was trying to make.

There’s also another point to bring up here and it is another one made by Higham, but this time in his book ‘English Conquest – Gildas and Britain in the Fifth Century‘ (1994). Higham is adamant that Gildas’s use of duces (plural of dux) is meant as “military leaders”, but this could apply to a king or a civil position. How long between the 5th and 9th centuries this was used by Britons, we’ll never known, (see below) but it is at least a possibility “dux erat bellorum” meant ‘military leader of battles’  for clarification as dux had other meanings.  (See THIS blog for further discussion on this).

Whilst dux does mean ‘leader’ or ‘lord’ in Latin, this may not have been the only way those of 9th century Britain would have read it, besides the possibilities mentioned above. Let’s look at it another way: what was a dux or duke in the 9th century?

As far as I’m aware, the Welsh never used the term dux as a specific title but across the border in England and over the Channel in Brittany, they certainly did. In England it meant a ‘supreme landlord’, only second to the king, and there were quite a lot of them. They could very often be princeps and dux of a county or shire and, like the dukes across the English Channel, by the 10th century they gained even more power.[2] So choosing dux the H.B.’s Latin literate 9th century audience are possibly going to imply something very different to us. The English would interpret it their way, Bretons, Welsh etc., theirs. (Like Higham, I think the H.B. was aimed as much at the English, and specifically the Mercians, as the Britons).

Christopher Gidlow in his book The Reign of Arthur points out something else about the Historia Brittonum and its use of dux, and that is in every instance before its connection with Arthur when using this term it either means a ‘general’ or a ‘governor subordinate to the Emperor’.[3] This is very similar to an English duke, who was subordinate only to the king. So, did the translator or compiler use dux knowing the English would read it as more than just ‘leader’? Of course, the answer comes back as to why he didn’t just say he was simply a dux if they’d know what a dux was? But, if it had more than one meaning, adding “of battles” would be for clarification. Did he/they use the term specifically for the ‘English’? It could be argued that he did, as the H.B. (as argued by Higham) was aimed just as much at them.

This leads on to what might have been translated, if it didn’t come from Nennius and it had come from an ancient poem or poems …

The what?

Y Gododdin

In the Arthurian battle list of the H.B. there seems evidence from the rhyming of some of the names that this originally came from a battle poem or poems. If the poem(s) or Triads that came down to 9th century were in Primitive or Old Welsh, what might this be and what other evidence is there for such a title or description as ‘leader of battle’ (if dux erat bellorum hadn’t been added later)? One would think it should come down as pen llu (leader of the hosts/legion/army), pen kat (leader of battle), pen budinor (leader of armies) or penteulu (leader of household troop); or, to really big him up, guledig; but he’s never called these, or no evidence has survived, and only the latter title once in the poem Kadeir Teyrnon. He is called penn kadoed Kernyw (‘Leader of the battalions of Cernyw’) in the poem ‘Ymddiddan Arthur a’r Eryr’ – ‘Arthur and the Eagle’ (dated to around 1150 AD), but that could just be the influence of Geoffrey of Monmouth. However, none of these titles, except guledig, are mentioned in Y Gododdin. (You find pen llu, and even penn draig/penn dragon/pendragon (‘head/leader warrior’) in the poetry of the Medieval Welsh poets and these could have, perhaps, been used by those further south in earlier times. Pen llu would be the closest).

I did find other possibilities in Y Gododdin: *cintrenn/cyntran, *(ri/si) chatvarchawc, and *aer dwyw/ry(ri)dywys.

Starting with *cintrenn/cyntran (‘centurion’ according to Koch), here’s a position that the H.B. translator might have known, judging by the fact that three of the four mentions of it in Y Gododdin are from the later A text, dated to the 8th/9th centuries.  This is, indeed, a ‘battle leader’ of sorts, whether you take Koch’s interpretation as a ‘centurion’ or not.  Jarman does not translate this as a leader of a hundred men, just as ‘warrior’ or ‘leader’.  Koch’s reasonings are thus:

 

 “[BI.13] 253 *ar-tege can(t)=uur ‘he used to lead a hundred men’ is evidence for the persistence of Roman office of centurion, a heroic ideal and poetic convention if nothing else.”

(‘The Gododdin of Aneirin’, Koch, Notes, p.168)

“[A.5] 48 … A further possibility is that the original had the t- pret. of the verb (*cintrann (…) rac-uant rac bodinor ‘a centurion (who) counterthrusted against armies’).

(‘The Gododdin of Aneirin’, Koch, Notes. p.180)

“[A.18] 196 *cintren’n‘ [MS kynrien] ‘battle leaders, centurions’.  We expect a third personal name here, but this word is frequent in the diction of the Cynfierdd as a common noun.   Furthermore the preceding two names *Conrig and *Conuon have Celt. *kuno – ‘hound’ as the first element, whereas *cintren’n’ has *kintu – ‘foremost’, so the alliteration would weaken.  The general sense of kynran is ‘first in its part’, thus more specifically in Hengerdd ‘commander, captain, (under-)chieftain.  The transparent preform would therefore be Brit. *cintu-rannos.  This form probably rose as a popular etymology applied to the Lat. centurio, centurionis during the Roman Period.  In favour of this interpretation one may further adduce CA A.24.287 diua oeda gynrein gan-wyr ‘his centurion’s centuries (hundred-man units) perished’.) It is probable therefore that the name of the third hero has dropped out or been transformed in transmission into the common noun.”

(‘The Gododdin of Aneirin’, Koch, Notes, p.194)

“[A.24] 287 *diba oid i-cintrenn cant-guir ‘his centurion’s hundred-man units perished’.

(‘The Gododdin of Aneirin’, Koch, Notes, p.199)

 

The information in of itself is fascinating – if Koch is right – and shows that even those north of the Wall were fighting in a legionary way. (Even though a Roman centurion was actually in charge of eighty men).

There is another instance when ths was used, this time in a ‘Llywarch Hen’ poem about Marwnad Cynddylan (‘Elergy for Cynddylan’), an 9th century poem about a 7th century occurrence:

 

Mawredd gyminedd! Mor fu da[f]fawd

a gafas Cynddylan, cynran cyffrawd;

saith gant rhiallu’n ei <yspeidawd>,

pan fynnwys mab pyd, mor fu barawd!

Grandeur in battle! So good was the destiny

that Cynddylan, the battle leader, got

seven hundred chosen soldiers in his retinue,

When the son of Pyd requested, he was so ready![4]

 

However, it may be wondered why the H.B. translator wouldn’t call Arthur a centurionis in Latin if this is what he was; unless they wanted to make him something more than this?

But there may be other clues in Y Gododdin, as mentioned above. For example: the leader of an Irish or Hiberno-British fianna (warband) would be a ri fianna > ‘leader (lord) of the warband’. I found in Koch’s translation a reference to the *tri ri chatmarchoc, ‘the three directors of the cavalry brigades’. If you look in Jarman’s book the ri isn’t there at all and it’s translated as ‘Three battle-horsemen’. In yet another version it has *Tri si chatvarchawc, which gets translated as ‘Three hundred knights of battle’. We don’t know which one’s right, but if it’s Koch’s then here’s an example of Britons using ri (modern Welsh rhi = ‘king’ or ‘lord’) as a leader, this time of cavalry units. (If he was called a ri (Brittonic *rigos) at anytime and not meaning ‘king’ but ‘leader’, this itself could have caused confusion over his status). But Arthur seems to be even more than these. He’s made out to be more of an overall leader; a commander or general if you will. The only reference in Y Gododdin I could see is:

 

*Aer dywys, rydywys ryfel > ‘Battle leader, he led to war …’

(LXXIII, A 72, 690. ‘Aneirin – Y Gododdin’. Jarman)

*Air=tiuis > ri- tiuis > ribel_> ‘A battle leader can lead in war’

(A.72, 904 ‘The Gododdin of Aneirin’, Koch, Notes,113).

 

Here seems to be a point on which the two eminent scholars agree. Once again there is that ri usage by the Britons, which here is translated as ‘led/lead’. (Later Welsh might interpret ri-dywys as ‘king/lord of war’).  In fact, if you change the hero of this and the previous verse in Y Gododdin that these appears in, from “Ywain” (the only  possible Guledig mentioned in the piece) to “Arthur”, it would fit perfectly:

 

Battle leader, he led to war,

The land’s multitude loved the mighty reaper. [Arthur was called the Red Revenger]

On the green earth there was fresh blood around the green grave,

He wore armour over his crimson garment.

A trampler of armour, an armour’s trampler, [Arthur was called the trampler of nine]

Like under death weariness falls.

Spears were shattered at the commencement of battle,

A path to a clearing was the aim of the spearthrust. (Jarman)

 

A battle leader can lead in war.

A sovereign’s host loved the powerful reaper.

The mighty Forth is blood around a new grave.

It was armour that he had over his red [garments].

An armoured trampler used to trample on armour.

The appearance of death fell on the exhausted.

Spear-shafts in shields at the outset of battle —–

a path towards the light was the purpose of the spear thrust. (Koch)

 

These ‘titles’ would seem to me the strongest contenders for what could have been translate to “dux erat bellorum”.  Here the translator gets the chance to call him a dux, as in ‘leader’, as well as letting any Breton or English reader translate it as a ‘duke’ with military command but second to a king.

Why any of the above would also account for Arthur being called a pen teyrned (teyrnedd) > (‘chief/leader of kings/lords/rulers’) in Culhwch ac Olwen and the Triads, I’m unsure. Unless this was just some Welsh bard’s interpretation of the leader of kings (in battle). Pen tyrned could be interpreted as meaning the ‘Head of Kings’: a ‘High King’, but there is no indication of this in the H.B. and if he was commonly thought to be a king, of whatever class, one would think the H.B. would have made political use of it … had they known.

As mentioned before, Stephen Knight argues that in the 9th/10th century Arthur of their stories may have simply been fashioned into a Welsh over-king of the times, in the mold of Rhodri Mawr and Hwyel Dda.[5]  Many later Medieval Welsh kings were styled this by the Gogynfeirdd (‘The Less Early Poets’).

It should be ask here why Nennius, if making the whole thing up, didn’t just call Arthur a High King, or even a king? Why call him a battle leader for kings? Was it because this is what he was (or was thought to have been) or was it because the English had no knowledge of a ‘King Arthur’ so ‘Nennius’ had to give him another title? Or was that it was such commonly known fact that he was a High King that it didn’t need to be stated? But then why did the Vatican recension tell us there were those more nobler than him?

Dux Britannium

There is always the possibility that because the translator was working form an Old Welsh copy of a poem, it may have used the equivalent of the Old Welsh translation of “Dux Britannium”.  We mustn’t forget that this was at the end of a transmission of the story, which may even have gone form Latin to Primitive Welsh to Old Welsh to Latin.  Even if it didn’t start as Latin, it still came down as language and military knowledge had changed.  Did it come down as something like “aer dywys, pen tyrned prydein” > “Leader of battle, chief of the rulers (kings) of Britain”?

A digression

Just to digress for a moment, I think Keith (Fitzpatrick-Matthews) in his recent paper on the H.B. (The Arthurian Battles of the Historia Britonnum July 2010 – available on Scribd) makes an interesting point about battle poems.  It appears (from the limited evidence we have) that they lie between 580 and 635 AD. (Urien Rheged   (Ardwyre   reget,   Williams  1960,  7),  Cynan  Garwyn  (Trawsganu  kynan  garwin,  Williams  1960,  1)  and  Cadwallon   ap   Cadfan   (*Marwnad   cadwallon   ap   cadfan*,   Gruffydd   1978,   34 ) [6]. They could have, of course, been in use before this and it is just a case that none have survived.  But if they do belong to a narrow window of time, and did not begin until after Arthur’s death then even the first poems about him may not have surfaced until after the event(s) and so they themselves would be based a folk memory, unless there were bards present at Arthur’s battles at the time to transmit the information, or as wondered by the likes of Christopher Gidlow (2004), some of the transmission was originally in Latin.  Even these may not necessarily have been in an accurate, historical way; that’s not what the bards were there to do.  As Keith points out, the chances are, all these poems may have been written after the fact, and this too is the opinion of Dumville. [7]

There is the question of whose bards might have been praising Arthur, if he was neither king or prince? (Not that he couldn’t have been a prince).  The bards were there to praise their patron.  As in 9th century Wales, there may have been two bards: the itinerant ‘chief of song’ (pencerdd) and the ‘poet of the warband/household’ (bard teulu); the former praising whomever he might be visiting as well as others and the latter his king and his warband and whoever might have been fighting with them.  Aneirin seems to fall into the former category.  He sings of the exploits of the various warriors, some from other kingdoms, fighting together.  If Arthur did command kings in battle, as Ywain in Y Gododdin may have done, then Arthur could have been praised by several bards over several campaigns … unless he employed is own.  If there was indeed a battle poem then it could have been the condensing of several other’s lyrical works.

What we may never know is what was written in Latin, if anything.  The royal courts seem to have had a priest in their employ. Whether any of these put quill to parchment and wrote down any of Arthur’s deeds, we’ll never know. But, just perhaps ‘silua  celidonis’ was a case in point? – (see THIS blog for further discussion).

Back to the point

In the Vatican recension of the H.B. Arthur’s position is clarified as being a miles, interpreted today as “soldier”.  On this point there’s an interesting thought from Dane Prestano in a post from Arthurnet in November 2007:

 

This `miles’ issue has bothered me for a while.  In `The Ideals and Practice of Medieval Knighthood’ By Christopher Harper-Bill, Ruth E. Harvey, Stephen Church, which can be found on Google books it is stated that by the 9th/10th C `miles’ had become synonymous with a Knight, not a soldier and by the 12th C this was evident in medieval manuscripts. It could be argued that the later additions of ‘miles’ where because someone interpreted the same was as later generation are doing.  He’s a leader of battle. So this throw away term in the H.B. might be a clear indication that Arthur was a mounted knight, lending a much more Romance slant to the H.B. Arthur material than thought before.

 

I may not agree with Dane that this shows Arthur was a cavalryman, but it may prove that is how he was perceived at the time, making him into a contemporary horse-backed duke.

Thanks for reading and be sure to take a look at the comments below,

Mak

 

NOTES:

[1] Green, Concepts Of Arthur, 2007; p.151

[2] Michael Lapidge, John Blair, Simon Keynes, 2001, p.152

[3] Gidlow, Reign of Arthur, 2004, p.44

[4] From Keith Fitzpatrick-Matthews’ website: http://www.kmatthews.org.uk/history/marwnad_cynddylan/index.html

[5] Knight, 1983, p.32-34

[6]  -List from Fitzpatrick-Matthews, 2010, p.19)

[7] Dumville, 1977, p.188


 

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