To read it click HERE.
To read it click HERE.
FROM GENERAL TO GOVERNOR OR KING?
Many great military leaders have gone on to political position, either by force or being elevated to them. If Britain’s provinces did survive and tried to keep some form of Roman structure (even if not law), it is not inconceivable that someone who was once a general of some kind went on to be, or was given, the position as a rectores (governor) or even king. As noted, the tribuni of the province of Egypt also held a military position. If the chronological gap between the subduing of the ‘Anglo-Saxons’ (unless Nick Higham’s theory is right and they subdued the Britons) and Arthur’s supposed death at Camlan, twenty-one years after Badon, have any bases in truth (and it may not) then it could have been that he fulfilled this position for at least some of this time. Or, he could have been elevated to a king … and not necessarily an over-king. Or, perhaps Camlan could have been him trying to rise to a military position again, and failing? We’ll never know. (I’m I’m going to explore this question of the supposed gap between Badon and Camlan at a later date).
Gildas seems to indicate that the five kings he chastises were led by a ‘Pharaoh’, and some have wondered if he is referring to a provincial governor or military commander. Here’s what Gildas says:
“I will briefly set down the threatenings which are denounced against these five aforesaid lascivious horses, the frantic followers of Pharaoh […]” (DEB §37)
He is obviously being metaphorical but how literal? He has already compared the Proud Tyrant * to the Pharaoh of Isaiah 19. The above is a bit of a strange sentence, as the ‘five aforesaid lascivious horses’ should, perhaps, be leading the Pharaoh as metaphorical horses, not the other way around. If it were this way around it might mean they were leading their governor (or over-king) down the wrong path, and he couldn’t do anything about it; but this appears to mean they were following his lead … if he was a ‘he’. Gildas, unfortunately, says nothing more on the matter. Was there someone above these kings even Gildas wouldn’t dare to chastise? Possibly. The alternative is Gildas simply meant that they where led by the example of the Proud Tyrant; that is, they were carrying on in his manner. Nick Higham takes this to mean that they behaved in exactly the same way as the council that ill advised (in his eyes) the Proud Tyrant to bring in ‘Saxon’ federates.
*The Proud Tyrant is generally thought to have been (the over-king or equivalent?) Vortigern, and Bede certainly names him as this figure, (as does a later version of the DEB) but there are some scholars who believe it could be referring to either of the usurping emperors from Britannia, Magnus Maximus or Constantine III. If it were one of these, I’d say the latter.
There is one more character worth looking at and that is the one Gildas says is the kings’ “father the devil” (pater diabolus). This Higham takes to be the over-king of the ‘Anglo-Saxon’ (Aelle?) but he translates it as ‘father-devil“. It’s an excellent observation given that Gildas refers to the ‘Saxons’ as devils. (It’s not one David Dumville agrees on). Gildas also calls Constantine of Dumnonia an “instrument of the devil” and he appears to mean the devil in the Biblical sense. So, as far as my none-academic, none Latin literate mind can tell, Gildas could simply mean … well, “their father the devil“. Unless this ‘father-devil’ could be an over-king/over-lord of Britannia Prima? I will have to bow to those of superior knowledge in all things Gildasian and Latin.
There are two questions to be answered here:
1. Could there have been provincial duces, comes and/or tribunus?
2. If Arthur existed, could he have been one of these?
If my reading of the evidence is right (and it may not be!) there where duces (military leaders) even in Gildas’s time (early to mid 6th century), but there’s no mention (unless that ‘Pharaoh‘ is he) of an overal dux (but see below). Gildas doesn’t appear to mention the north, however, so we can’t say for this region., (Although there are arguers for Maglocunus being of the north and not (just?) North Wales).
Gildas is more than a generation away from Badon, so things could have been different then. In the west and those regions that had kings, they too could be the duces, and Gildas seems to say as much. Only areas that still retain some semblance of a division of civil and military rule may have had duces who weren’t kings (per se). Those kings in the west and north who weren’t perhaps so war-like, or had visions of old Imperial grandeur, could also have used duces to lead their warbands. It might be more correct to say these war leaders were tribunus: generals, but given the name duces in later (Gildasian) times? Christopher Gidlow in his book The Reign of King Arthur (2004) also points out that the term duces could be used in all manner of ways in Late Antiquity (pp.41-44).
The Dux of Britannia Prima?
There’s a very good conclusion to Gildas’s use of these five kings of Britannia Prima (?) made by Professor Higham, and that is that Gildas is berating them not just because of their lapsed moral ways, but because he knows they are the province’s (or Britannia’s) only military hope and is trying to scare them into doing something about the ‘Saxon’ problem. Higham also points out that Gildas spends more time on Maglocunus than on all the other kings put together, and this was because, in Gildas’s eyes at least, he was the most powerful amongst them or, perhaps, held some kind of sway over them, or some of them. Gildas says this king is “higher than almost all duces of Britannia in both royalty and physique“. Not “all” but “almost all”, so there was another. In Higham’s eyes this is the ‘Anglo-Saxon’ over-king, in GIdlow’s it’s Outigern. Whether Higham is right is another matter, and his conclusions fits with his ‘Anglo-Saxon’ dominance of even eastern Britannia Prima, so it might be coloured by this. (But who am I to argue?).
Could this mean Maglocunus was the Dux Britannia Prima at the time of Gildas, and so he as an over-king held this ‘military’ position? If Higham is wrong, then who is the dux who is higher than him? Someone of the north, if Maglocunus wasn’t from there or held power over it? It doesn’t seems to be one of the other kings mentioned. Gidlow wonders if this figure was Outigern.
If there were other positions active before Gildas’s time he wasn’t aware of them, or didn’t mention them, but it would seem that the LIfe of St Germanus mentions a tribuni, but this was over a hundred years before Gildas. However, we have got a ‘protector‘ in western Britannia. I’ve mentioned this title before, but here’s a quote, again from Robert Vermaat’s Fectio website, to tell you what one was:
The protector (title) was originally a member of the select corps that Gallienus created as a group of loyal men around him. This group changed into a kind of school for officers, making men who were promoted from the ranks to become a protector before they were posted to their new ranks and duties. Some of these protectores were posted to the staff of field commanders (deputati) to gain experience, and performed a great number of duties. They could be sent to round up recruits and vagrants, or act as border guards controlling exported goods. Their more military duties could include the arrest of important persons, as related by Ammianus Marcellinus, who himself was a member of the ten protectores domestici in the staff of the general Ursicinus.This group was named domestici (men serving in the entourage of the Emperor, although also dispersed over the lower army staffs) to distinguish them from ordinary protectores, who succeeded to a command of a unit after serving for a number of years as protector. Other military tasks included special missions, such as preparing temporary forts on campaign, or the arrest of officers.
When a soldier reached this stage of cadet officer, it finally meant a break from his original unit, because only the Emperor could decide to transfer men from one unit to another. Promotion was therefore very slow and it is not surprising that higher officers used their influence to get instant commissions for their sons. Bribery was rife in the Roman army, but men appointed thus instead of rising through the ranks had to pay certain fees and charges. When during the fifth century the flexibility of the promotion system decreased, the domestici and protectores became a static body.
I doubt very much that this is what Vortiporix (the gentleman who held this title in Demetia) was, but old Imperial ranks and titles (such as rectores, magister and speculatores) were being used, even if their role wasn’t the same. Counter to Collingwood’s theory, a comes (companion or count) with a field army may be the one position that didn’t survive, but a dux of the time may have fulfilled that role also.
With all this in mind, it seems that it it is entirely possible that an historical Arthur (if he existed) fulfilled some kind of none-royal military position … someone did! This could have been any of the three ranks, but with more likely that of tribuni or dux. If there was a a military provincial dux I would favour there being one of the north, as Ken Dark suggests, because of its Roman military past and the forts that were reused, but other regions having one (or several) is not out of the question. In fact, if we are reading Gildas right, they did have several, we just don’t know their exact military function. It’s something we may never be able to answer as we may never know the political situation and structure of late 5th century Britannia, unless there is some miraculous literary find.
Arthur in such a position could make sense of two things: why the name was only used by later Hiberno-Britannians (or regions) or Hiberno-Britons (see THIS blog) and why he, like Ambrosius Aurelianus, left no (reliable) lineage. The first reason could have been because he was, indeed, from one of the several British regions of a Gaelic speaking/British mix (and this could even include what is now part of Cornwall) and was chosen as a military leader because of his past military deeds, because it was felt he was someone they could trust … or because of his wealth. He could have been from within a province or brought in from another one … or, even from outside of the diocese.
The second reason for an Arthur of Badon not appearing in any (reliable) regional genealogies would be because he wouldn’t be of a kingdom’s royal line, or an over-king, so no genealogy would survive. But that only may apply to the west and north. If he was from the east he may not leave any genealogy even if he was a great king because of the ‘Saxon’ conquest. (Yet Wales preserved even northern kings’ lineages). Whatever he was and wherever he was from, (if he existed!) he would, however, had to have still been a ‘wealthy’ and powerful man.
This blog has explored only one possibility for what Arthur might have been, and it certainly helps makes sense of him being in charge of kings and their warbands in battle as per the H.B., but not being a king (or major king) himself if he was in a military position. However, there are always other options, which I’ll explore at a later date.
Thanks for taking the time to read the lengthy ramblings of a layman, and, once again I look forward to your comments, thoughts and corrections,
The map above isn’t quite correct in it’s placement of some of the northern tribes and will be updated soon.
In the next three blogs I want to look at the various regions, starting with the north, and how a military commander of some kind could fit into the political situations. (Apologies for its length!)
THE NORTH: BRITANNIA SECUNDA (?) & VALENTIA (?)
The strongest arguer for a provincial dux in the north probably comes from Professor Ken Dark with his theory on the northerly province (or provinces) as possibly retaining (or reattaining) someone who had a similar command in the north to the old dux Britanniarum. (Not to mention those who favour this region as being where Arthur was from). This, he postulates in both Civitas To Kingdom and Britain & The End Of The Roman Empire, is because all but one of the forts under the command of the dux Britanniarum show signs of reuse into this period (this is the only region were Roman forts were reused and not hillforts) as well as the road from York to the Wall appearing to have been maintained.
As explored in my ‘Valentia – The Fifth Romano-British Province’ blog, this northern area was most likely divided into two, with one of these provinces being Valentia and the other either Britannia Secunda or Flavia Caesariensis (depending on which scholar’s theories you go with) as discussed in the last blog. We don’t know what happened to this division after Roman rule ended, but it’s possible they became one again … if they, indeed, survived. There may be more chance for this (or these) surviving in the area in question as it appears to have been made up largely of the very large civitas of the Brigantes (capital at York), and so possibly less likely to fragment at the time, not to mention because the number of descendants of Roman soldiers there. However, with the amount of Roman soldiers (mainly Germanic or Gaulish) that may have been left here, it’s hard to see how they would give it over to a tribal group(s) or leader(s) … although, by the last decade of Roman period there may have to have been British militias to supplement them. (They would also most likely be married to local woman and have ‘British’ offspring). It’s more likely to be governed by whoever was the most powerful militarily. (More on this below).
In fact, Dark’s theory suggests it might have been a Brigantian based hegemony, centred at York, that would have to have done this. This could be why all these civitates tribal names disappeared. There wasn’t just the Brigantes! There were also the Carvetti (may have become Rheged), the Latenses (became Elmet), the Gabrantovices, the Sentantii, the Lopocares, the Corionototae, the Parisi (became Deira) and probably more, including Bryneich (became Bernnicia). It should be noted though, that some other scholars do not see this region as a united area at any time.
There is another factor that Professor Dark doesn’t consider, and that’s the division of the northern province in the mid 4th century. As explored in my Valentia blog, the Roman expert, J C Mann, argues that this division has to have been the splitting of this northern province (rather than between the Walls) because that was Roman policy when creating a new one in an existing diocese. Whether this was done north/south or east/west, he argues that for it to have been given consular status, which it was, its capital must have been York, the second city … unless this had been changed to somewhere like Chester and Anne Dornier’s theory about Valentia being in the west is right. What it means is that the Brigantian civitas must have been divided also. What then happened to the western portion of this, which appears to have been between the Carvetti (northern Cumbria) and Sentantii (southern Lancashire) civitates? Had it been an area that wasn’t actually Brigantian but was under its hegemony, so was happy to be split from it? We’ll never know, but it would have to be ‘reclaimed’ in Dark’s theory, and there’s always the possibility that it was Coel Hen that started this and was the first ‘overlord’ (in whatever form) of the north. There is even a (tenuous) link given for Coel Hen to Arthur, via Coel’s supposed son-in-law, Cunedag (Cunedda). But, let’s not get carried away! (As an aside, the only poem we have about Cunedda – The Death Song of Cunedda – only mentions him fighting in the east (around Durham somewhere) and west (Carlisle) of this area. No mention of Wales).
Perhaps a telling point is the sharp delineation of the ‘Anglian’ and British areas at the River Trent; the river thought to have been the provincial and civitas boundary to the southeast. There’s also what might have been the difference between the Parisi/Deira region and Brigantia with the former containing ‘Anglian’ settlement on a large scale. Of course, there could have been other reasons for the Trent delineation, nothing to do with military unity or strength, but it’s certainly a possibility that it was a strong northern British force (or forces) that kept them at bay. There’s also the possibilities that the province or civitates that bordered to the southeast were just as worried by their powerful northern British neighbours as they were of the Germanic expansion, and placed (more) Germanic and/or Scandinavian mercenaries in them as a safeguard.
It may be from north of the Wall (near the Antonine Wall actually) but this is where we get, what some argue to be, the first mention of Arthur in the collection of poems that went up to make the Y Gododdin.
(The next section about Y Gododdin is copied and pasted from an earlier blog. You can aways skip it if you’ve read it)
Attributed to the bard/prince Neirin/Aneirin, ‘Y Gododdin’ (The Gododdin) is a British poem (actually a collection of poems), the originals parts of which are thought to date to the early 7th century. (Koch, 1999). It tells of a doomed battle at Catraeth (thought by most, but not all, to be Catterick in North Yorkshire) between the men of Gododdin and their allies against the ‘English’ of what would become Northumbria: the Bernicians and the Deirans. In it is contained what is thought to be the earliest reference to Arthur:
He charged before three hundred of the finest,
He cut down both centre and wing,
He excelled in the forefront of the noblest host,
he gave gifts of horses from the herd in winter.
He said black ravens on the ramparts of fortress
Though he was no Arthur.
Among the powerful ones in battle, in the front rank, Gwawrddur was a palisade.
(Jarman, 1990, V99, 64)
John Koch in his translation of the work conclude that this section is part of the original B Text and not a later addition, as discussed earlier, although there are other scholars who disagree with him (Isaacs et al). Even if Koch is right, we still can’t be certain, as explored and mentioned in earlier blogs, which Arthur it refers to: an ‘original’ or, possibly, Artúr mac Áedán or even Arthur son of Bicoir, both of whom could have been active in the area. If we knew the exact date of the battle we might have a better chance of coming to some informed conclusion. By this I mean If the battle or the poem took place before Dalriada became the enemy then it could indeed be referring to him. If it happened after, then it is unlikely. Unless they were in the habit of praising their enemy.
If Y Gododdin is referring to someone other than the Arthur of Badon fame he was obviously gaining public attention in the last quarter of the 6th century (if Koch’s dating is right!) and the fact that most of the Arthur names occur in the North has led some to the conclusion that he must have originally been from there or had been active there. It would certainly make sense of Aneirin mentioning him if he was also their most famous ‘local’ hero. But ‘local’ could mean anywhere from the Hadrian’s Wall northwards.
(To read the full blog of the above, click HERE)
There are going to be a lot of IFs in the next paragraph, but just bear with me:
If Arthur was a dux for this province or provinces, does this help make any sense of the (meagre) information we have for him, such as the Historia Britonnum (H.B.) battle list, or any other information above? (See THIS blog for a discussion of the H.B. battle list). Well, firstly, I don’t think him being a dux of some kind would necessarily lead to him being called ‘dux erat bellorum’ (leader of battles). If the H.B list is based on a poem (or poems), then it obviously just called him this (in Brittonic) and not ‘dux Valentium’ or whatever. Secondly, if the battle list is anywhere near the ‘truth’ (and it may not be) there are some who place many of these battles in the north. Many of these would be outside these provinces (to their north and south). Only Camlan, if it was Camboglana (Birdoswald) on the Wall (its border), and Guinnion, if it is Binchester, would be within it … if it was one province. If it was two provinces then one would be in each if they had been divided north to south.
This could mean one of several things if we’re looking at a possible Arthur as dux: he helped those Britons north of the Wall against the Picti and/or Scotti; he fought against Britons north of the Wall (and attacking beyond the border was a usual tactic); the battles were the result of the province being expanded (Coel Hen is supposed to have fought around Strathclyde); he fought for or against Britons to their south (same tactic); he helped Britons to their south against Scotti raiders or in a British civil war … or the H.B. list and those who place them in the north are just wrong! Remembering how Gildas complained about civil wars, it could be any or all of these.
There is a good case for a northern Arthur, but, like everything else Arthurian, it is based on information that may not be accurate or, indeed, true. However, this is just as much about the case for the existence of a military leader in the region in the last quarter of the 5th century, and that is a possibility.
In the the Parts Five and Six we’ll look at the other two regions and conclusion on all this will appear in Part Seven..
Thanks for reading and I look forward to comments, thoughts … and corrections,
If these military positions, or one of them, did exist, in some form, in mid to late 5th century Britannia, the question arises as to who exactly these individuals would command: the province’s various warbands or his own provincial army … or both? Generals of the late empire would very often be in command of feoderati (federates) and/or bucellarii (literally meaning ‘biscuit eaters’), but, of course, they could afford them! The former would come in federate ethnic groups, the latter as individual mercenaries, and, perhaps, some ethnic groups. Bucellarii where his personal household troop and could add up to a considerable number when needed. The magister militum Aegidius had 12,000 at one time.
Here is an interesting quote from a paper with the very long title of ARMIES, WAR, AND SOCIETY IN THE WEST, ca.300-ca.600:LATE ROMAN AND BARBARIAN MILITARY ORGANIZATIONS AND THE ‘FALL OF THE ROMAN EMPIRE’ by Richard Abels:
Generals used federates and bucellarii
Dick Whittaker observes that the “twin process of soldiers becoming landlords and landlords becoming soldiers” in the late empire facilitated 1) the collapse of the frontiers, 2) the integration/fusion of German ‘barbarian’ and Roman culture, 3) the breakdown of law and the growth of a new culture of private power in which ‘the poor became increasingly dependent on the arbitrary will of the landed rich” (Rich 281). As soldiers became landlords and landlords became the masters of soldiers, private individuals became the heads of military retinues of bucellarii. Though by law bucellarii were required to take an oath not only to their employers (a private contract), but one as well to the emperor (public). Surviving Roman administrative records show that bucellarii performed public duties (under the direction of their civilian masters) and were liable for military service if called upon by government authorities. The wealthy Apion family of early sixth-century Egypt received tax breaks for hiring bucellarii, whom they used to collect taxes and maintain order during games in the hippodrome. (Lee 165, citing Liebeschuetz, Barbarians and Bishops 45-6. But, as Whittaker points out, “the public oath was of limited relevance if the patron rebelled or if imperial rule was not recognized: the loyalty of the soldiers than became private obsequium [a personal following]” (295).
Archaeologically, one of the key developments of the fifth century was the increasing ‘nucleation of rural sites. … Small farms disappeared, many vici (villages) were abandoned or removed to old Iron Age hilltop sites, while larger villas … survived, expanded and were often fortified. … [There is evidence] of concentration of property holdings, the increased isolation and inaccessibility of estates and the compulsion on peasants to seek the refuge of the rich’ (292).
Increasingly in the fifth century, the “remnants of the Roman army operated in towns,” and bands of bucellarii in the service of local great men, their patrons, controlled the countryside. The Roman sources term these bands as ‘robbers,’ but it seems probable that they were actually the private forces of local magnates maintaining order and control outside of Roman public authority.
This process was not restricted to ‘Roman’ landlords. It was true also of German chiefs, many of whom were ‘Roman’ generals or federate chieftains. The distinction between ‘Roman’ and ‘German’ itself was disappearing as the cultures merged.
Germanic bodyguards were used by Emperors and it could be as much that they were there, not just for their violent tendency, but because they were (usually) neutral and exotic. (They looked different and talked differently).* This could have been as much the reason some British elites used them as any other … although the fact Constantine III may have taken all the best units (not all) with him to the Continent in his bid for the western Empire may have something to do with it. However, just as happened in the Empire, your bodyguard could turn against you. (Interesting that the emperor Augustus didn’t dismiss his bodyguard, but put them on an island out of harms way* just as the Britons are supposed to have done with the ‘Saxons’ on the Isle of Thanet. (But see THIS blog).
The question comes as to how a provincial force would (or could) operate in Sub Roman Britain, especially if the likes of Higham and Dark are right and we had both ‘tribal’ (‘Celtic’) king based kingdoms (in the west and north) and more civil and military civitates in the Midlands and east, at the same time? How do you get powerful kings and their warbands to work under an ‘outside’ commander? The other question is, how would they be ‘paid’? (Higham’s theory not withstanding that this civil zone was under ‘Anglo-Saxon’ suzerainty or Chris Wickham‘s theory on a greatly fragmented Britain).
The answer to the first question could be that they would probably need to function, in some way at least, modeled on the Late Roman army system. (This, of course, being complicated by the Late Roman Empire’s use of barbarian federates who fought in the own ways). Whether they followed what militarily changes had been going on on the Continent is another matter, and their system may have been an old fashioned one, or a mixture of British and Roman. It may also depend on the part of the old diocese that was in question. If we take northern Britannia first, this could have seen an overall commander in charge of the various forces/warbands that occupied/re-occupied the still existing forts there when they were needed to come together as a combined force. This dux could have either been some over-king (or the equivalent) or a general in the employ of an over-king (as envisaged by Ken Dark). If this over-king had illusions of old imperial Roman grandeur he just might have done the latter. However, if this was the case he may have had to come from a ‘wealthier’ region of the north where surplus grain could be grown, such as the Yorkshire Plain. The old legions of the north had to rely on the southern grain regions to feed the amount of men that were there, though that number would be greatly reduced by this time.
We must also keep in mind, as discussed by Alex Woolf in ‘Regna and gentes: the relationship between late antique and early medieval’ (2003, p360), that kings of Gildas’s time – generally thought to be writing in the first half of the 6th century by all but Higham – in the De Excidio Britanniae (DEB) and before may not have functioned in the same way as later, Late 6th century and onward kings did and Gildas’s berated five kings of western Britannia may not be representative of those further east or in the north. Nor should the poetry of the 6th century bards Aneirin and Taliesin of the ‘Heroic Age’ be seen as showing how earlier or more Romanised ‘armies’ functioned. Woolf wonders if the other leaders Gildas isn’t happy with (but doesn’t mention by name) in these Romanised regions are the iudex mentioned by him:
Reges habet Britannia, sed tyrannos; judices habet, sed impios —“kings Britain has, but tyrants; judges she has, but wicked ones” (DEB, §27)
… if they are not one and the same as Gildas later says the kings also act as judges. Higham thinks these leaders were the rectores, speculatores and duces (more on this later).
The question often arises as to why use feoderati and bucellarii when you could use your own indigenous people? There are two answers: 1) Using, what has been termed the Gurkha Syndrome by military sociologist C.H. Enloe, you chose the most feared warriors to deal with the feared enemy, just as the British used the Gurkhas, and ‘Saxons’ were certainly feared. 2) Contrary to public perception, mercenaries are actually more likely to fight because that is their chosen profession, unlike some ‘levyman’ plucked from the fields. It also means you can keep them active for longer as they don’t have to farm. This is not to mention that mercenaries were very often put at the front, to save a kingdom’s own warriors.*
The more attractive alternative (and one perhaps borne out by the archaeology) might be that the various civitates and/or kingdoms that made up a province had to supply the men when needed for a combined force. Or, they were there to support a provincial army by only having to supplement a smaller group of feoderati and/or bucellarii that were the dux’s personal troop. This latter scenario might have been more acceptable, as any general with a large army could have become a threat himself. This would see him with his own smaller unit, or field army, for deal with raiding and the like, and supplemented by a combined large force for set battles. If this is how a historical Arthur did function it would be somewhat of an irony, especially if we add the possibility that he was of mix Hibernian (Gaelic) and British blood (More on this below or see THIS blog). Imagine: an Hiberno-British Arthur fighting with Germanic/Scandinavian/British/Hibernian mercenaries! Sacrilege! Yet perfectly normal for the time.
To need a provincial army, of course, would require there being a large enough enemy or enemies to warrant it, with a large enough border to protect, perhaps covering more than one civitas/kingdom. Or, maybe, it could be used to bring more force to bear at a particular point along that border than could be supplied by a single civitas/kingdom army? Is this restructuring what Ambrosius Aurelianus started and what enable the Britons to fight back?
How would they be paid? Well, they would be paid in kind, in some way; certainly not with money, except old coinage to melt down. They could also have been given food, metals or a share of any booty. They may have been promised land, either during service or after it.
LEADING FROM THE FRONT?
Most Roman emperors didn’t lead from the front (although, of course, some did) unlike the Hellenistic kings, like Alexander, who did fight at the front.* How did the British kings in the 5th century see themselves? like their ancient British forefathers or like mini Roman emperors who used generals or what the later Welsh would call the pen teulu (captain of the kings retinue)? Could have been a mixture of course.
The Late Roman army had to change its tactics in the 5th century and learned that large pitched battles were not always the answer and smaller guerrilla type operations were the way to go against the northern barbarians. A type of warfare that had been used against them for centuries. It’s this kind of warfare that Collingwood envisaged Arthur undertaking as a comes with a field army against his enemies, who very often may not have been united themselves. It’s always possible that a commander of a provincial force would fight this way at times, as set battles with one large army against another is not always the answer. There would have to be offensive tactics used with surprise attacks on strategic points. Arthur’s supposed battles, many at rivers, may have been just this. Cutting off supply routes or attacking places such as salt production sites or mineral mines could also have been a method used.
(* My thanks to the Ancient Warfare podcast: War as a livelihood – Mercenaries in the Ancient world - of 04/03/09 for this information.)
In Part Three we’ll look at what Gildas called rectores. These could be provincial governors and I’ll explore if this is what Gildas meant by the term, as well as looking at the five provinces that made up the old Roman diocese of Britannia and the various theories as to some of them still existing in Gildas’s time.
Thanks for reading and I look forward to comments, thoughts … and corrections,
In this seven part blog I want to explore if an historical 5th century Arthur could have been (not was) some equivalent of a Late Roman commander or a general, and what this might have meant. Of course, it was the late, great R G Collingwood who put forward the possibility of Arthur being a comes (‘count’) with his own field army back in the 1930s, but I want this to be more of an exploration of the possibility of this and other Late Roman military positions; there can be no certainties. Of course, the question of someone in these positions applies whether Arthur existed or not. (For those new to my blogs, it might be worth you reading ‘In Search Of The ‘Original’ King Arthur’, ‘Valentia – The Fifth Romano-British Province’, and ‘Arthur – King or Commander’ blogs first).
There is no way of knowing what a Late (or Mid) 5th century Arthur was, if he ever existed, but there is always the possibility that, if he did, he could have been a provincial comes, dux or tribunus. This might sound odd and not seem possible to some who think of British Britannia as a fragmented, old Roman diocese ruled by ‘Celtic’ kings and petty kings (which it must have been in parts), but there are some eminent scholars, such as Ken Dark, Roger White, David Dumville and Nick Higham, who think that there could have been at least two of the five the British provinces still in existence, in some form, in the late 5th century and beyond. (Higham and Dark actually wonder if the whole diocese survived intact up until the mid-5th century at least, but with the former scholar thinking the ‘Anglo-Saxons’ were in charge in at least two of them with a third paying tribute to them). If it was the case that they existed, then these provinces may have had some kind of provincial army, and this would probably have needed some kind of commander or general as their military leader, and not one of the kings … if it had them.
However, we should also keep in mind the thoughts of Neil Faulkner (The Decline and Fall of Roman Britain, 2004) and Chris Wickham (Framing the Early Middle Ages, 2006), whose interpretation of the evidence is that Britain almost completely fell apart c.375-425 and had to build itself backup again from scratch. Also Stuart Laycock in Britannia The Failed State: Tribal Conflict and the End of Roman Britain (2008) and UnRoman Britain: Exposing the Great Myth of Britannia (2010), written with Russell Miles, comes to a similar conclusion. This doesn’t mean Britannia couldn’t have built back up again, although not in a Roman material way, or re-united when needed. Also keep in mind Nick Higham’s theory, which may make the scenario I will explore here impossible.
RANKS & TITLES
First, a look at what these Late Roman military positions were. I’m very grateful to Robert Vermaat for letting me quote directly from his Fectio Late Roman reenactment website: (http://www.fectio.org.uk/articles/ranks.htm )
When Constantine segregated the civil and military functions, the military commanders ceased to be civil governors (although in some cases there were exceptions). Provinces were henceforth commanded by praeses [governors] without military functions, while the troops were commanded by duces. There seems to have been no sharp distinction between comites and duces.
The comes (title) was originally a title (lit. meaning ‘companion’) for members of the entourage of the Emperor, not a rank. Later the title became known for several functions, both military as well as civilian. These functions were formalised by Constantine, by creating titles such as the comes sacrarum largitionum (finance minister), the comes domesticorum (commander of the protectores domestici).The military version of the title was the comes rei militaris, a vague title without a description of rank or importance, which could describe commands varying from minor frontiers to overall army command of a magister militum.
The comitatenses or field armies of a certain region [was] always commanded by a comes (such as the comes Britanniarum) and was therefore possibly higher in status than a dux. A comes, however could, like a dux, also command a regional army group, indeed like the comes Litoris saxonicum per Britannias (count of the Saxon shore) or even frontier sections (law codes prove the existence of a comes limitis). Comites could also command vexillationes of the mobile field army in the field.
The dux (rank) was originally a title (lit. meaning ‘leader’) of an officer acting in a temporary capacity above his rank, commanding a collection of troops in transit or in temporary command of a single unit. From the third century, a dux became a regular officer. After Constantine, the dux commanded the provincial troops (the comitatenses and palatini falling under the command of the magistri or comites). Such a command could encompass a (part of a) province (styled after the name of that province, such as the dux Aegypti) or even several provinces (such as the dux Britanniarum (duke of the Britains), who commanded the regions straddled by Hadrian’s Wall). Another name could be dux limitis, but these names were not standardised.
The dux ranked directly below the magister militum (but could appeal to the Emperor) and was responsible for the military protection of his own sector, including the military infrastructure, the collection and distribution of provisions and the military legal system. Valentinian I raised the duces from equestrian to senatorial status, which also reflects the ‘inflation’ of some military commands, which saw the replacement of several duces with comites during the fifth century. A dux probably received fifty annonae plus fifty capitus.
The tribunus (rank) was the commanding officer of a new-style unit, which could be a regiment of auxilia palatina or a numerus or anything in between. Tribuni of the scholae were commanded by the magister officiorum, but tribuni also commanded cavalry vexillationes, new-style auxilia regiments as well as the new-style legions of the field army, but also the old-style cohorts of the limitanei. By the mid-fifth century a tribunus might also be styled a comes, under the debasement of Roman military titles. By the sixth century a papyrus describes an old-style cohort commanded by a tribunus, eight senior officers including the adiutor (regimental clerk), the primicerius, six ordinarii and six others, probably the centuriones.
A so-called tribunus vacans was an officer temporarily without unit serving as a staff officer. These tribuni vacantes could also serve on special duties – when Ammianus was on a mission from Ursicinus to relieve the magister peditum Silvanus of his command (read “arrest him”), he and his nine fellow domestici were accompanied by several tribuni vacantes. And in Egypt, a tribunus civitatis might combine military and civilian duties, acting like a governor. Tribuni could also be in charge of barbarian groups, as the example of the Tribunus gentis Marcomannorum shows. We know of one Agilo who was a tribunus stabuli in 357. These men (later comes stabuli) were responsible for gathering levies of horses for the army. A tribunus probably received eight annonae (plus four capitus if cavalry).
(This latter position could, apparently, become a governor (as well as a comes), which we’ll discuss in Part Three. The bold type is by me, to indicate that even a civitas could have a tribunus/governor).
Now, I am not suggesting that any position in Late (or Mid) 5th century Britain would be exactly the same as that found in the late empire, but that it may have been something similar, using the Roman military names; just as 6th century inscribed stones in Wales have given us ‘protictor’ (protector), another Roman military rank, magister (magistrate or ruler), presbyter (priest) and medici (doctor), but the first two may have had a very differing meaning in Britain at the time. The genealogy of Demetia (Dyfed) also gives us a Triphun (Harleian MS 3859), which could be the Brittonic form of tribunus, although there is some doubt to this as it could be from the Welsh word tryffun, meaning “panting”. (My thanks to Christopher Gwinn via the Facebook King Arthur Group for that information). It is interesting that protictor (Dyfed), magister (Gwynedd), medici (Gwynedd) and Triphun (Dyfed) all occur in regions that were the least Romanised, especially Gwynedd, but would become more Romanise – or Latinised – after the Romans had left.
(For more information on inscribed stones of Wales: http://ads.ahds.ac.uk/catalogue/adsdata/arch-769-1/ahds/dissemination/pdf/vol45/45_015_039.pdf )
The Life of St Germanus also tells us that on his visit to Britain in 429, to tackle the Pelagian heresy, there was a man of tribunus rank and, as Nick Higham points out (The English Conquest: Gildas and Britain in the Fifth Century, 1994), Gildas in the De Excidio et Conquestu Britanniae (DEB) mentions duces (the plural of dux) and he seems to imply that they could be both kings (tyranni or rex) and none-royal. Of course, Higham places Badon much earlier than others, 430×440 and, therefore, Gildas writing the DEB to 479×484. He also believes the ‘Saxons’ to have been the overall victors, and not the Britons and his conclusions leads him to deny the possibility of a figure of Arthur ever existing. Personally, I think, even under Higham’s theory, it doesn’t mean Arthur couldn’t have existed, he was just made into more than maybe he was. Most scholars, however, do not agree with Higham’s assessment of the evidence.
In Part Two we’ll look at what structure a British provincial army could have taken.
Thanks for reading and I look forward to any comments, thoughts … and correction,
This is just to inform followers of my blogs that I am working on a couple of new ones (honest) but they’re taking a while to produce. The first one will be titled Arthur: Provincial Dux, Comes or Tribunus? and will look at the possibility of an historical Arthur (if he existed) being an Early Medieval British equivelent of one of these Late Roman military positions.
In the meantime I have been doing more research and updating some of the existing blogs, namely All Quiet On The Eastern Front? and In Search Of The Original King Arthur, if you feel like checking them out.